ISO 27001 Implementation Guideline Clause 5.1

Clause 5.1 Leadership and commitment


Required activity

Implementation for Top management demonstrates leadership and commitment with regard to the ISMS.

Implementation Guideline

Leadership and commitment are essential for an efficient ISMS. Top management is defined (see ISO/IEC 27000) as an individual or group of individuals who directs and controls the organization of the ISMS at the very best level, i.e. top management has the general responsibility for the ISMS. this suggests that top management directs the ISMS during a similar thanks to other areas within the organization, for instance the way budgets are allocated and monitored. Top management can delegate authority within the organization and supply resources for actually performing activities associated with information security and therefore the ISMS, but it still retains overall responsibility.
As an example, the organization implementing and operating the ISMS are often a business unit within a bigger organization. during this case, top management is that the person or group of individuals that directs and controls that business unit. Top management also participates in management review and promotes continual improvement.

Top management should provide leadership and show commitment through the following:

a) Top management should make sure that the knowledge security policy and therefore the information security objectives are established and are compatible with the strategic direction of the organization;
b) Top management should make sure that ISMS requirements and controls are integrated into the organization’s processes. How this is often achieved should be tailored to the precise context of the organization. for instance, a corporation that has designated process owners can delegate the responsibility to implement applicable requirements to those persons or group of individuals. Top management support also can be needed to beat organizational resistance to changes in processes and controls;
c) Top management should make sure the availability of resources for an efficient ISMS. The resources are needed for the establishment of the ISMS, its implementation, maintenance and improvement, as well as for implementing information security controls.
Resources needed for the ISMS include:
1) Financial resources;
2) Personnel;
3) Facilities;
4) Technical infrastructure.
The needed resources depend upon the organization’s context, like the dimensions, the complexity, and internal and external requirements. The management review should provide information that indicates whether the resources are adequate for the organization;
d) Top management should communicate the necessity for information security management within the organization and therefore the got to conform to ISMS requirements. this will be done by giving practical examples that illustrate what the particular need is within the context of the organization and by communicating information security requirements;
e) Top management should make sure that the ISMS achieves its intended outcome(s) by supporting the implementation of all information security management processes, and especially through requesting and reviewing reports on the status and effectiveness of the ISMS . Such reports are often derived from measurements, management reviews and audit reports. Top management also can set performance objectives for key personnel involved the ISMS;
f) Top management should direct and support persons within the organization directly involved information security and therefore the ISMS. Failing to try to this will have a negative impact on the effectiveness of the ISMS. Feedback from top management can include how planned activities are aligned to the strategic needs for the organization and also for prioritizing different activities within the ISMS;



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